RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• A•••••• H•••
- L•• F•••••••• L•• BD affiliated currentsince May 30, 2024 · Southgate, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJun 30, 2017 to Jun 3, 2024 · Brownstown Township, Mi
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 28, 2015 to Jul 6, 2017 · Southgate, Mi
- L••• K••• • C•••••• formerJul 26, 2012 to Sep 8, 2015 · Troy, Mi
- L•••••• A•• C•••••• formerMay 4, 2012 to Jul 23, 2012 · Troy, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAApr 18, 2011 to May 2, 2012 · Woodhaven, Mi
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 3, 2024, registered May 30, 2024 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to A••••••••• F•••••••• S•••••••• L••left Jul 6, 2017, registered Jun 30, 2017 (-6 days) · Other · moved with a team
- L••• K••• • C•••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Sep 8, 2015, registered Oct 28, 2015 (50 days) · Other
- L•••••• A•• C•••••• to L••• K••• • C••••••left Jul 23, 2012, registered Jul 26, 2012 (3 days) · Other
- H•••• F•••••••• S•••••••• I••• to L•••••• A•• C••••••left May 2, 2012, registered May 4, 2012 (2 days) · Other
- N••••••• A•••••• H••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-05-30)Jun 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address