RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• B•••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 18, 2026 · Metairie, La
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 8, 2024 to Feb 2, 2026 · New Orleans, La
- M••••• K••••• • C••••••• L•• formerApr 11, 2007 to Dec 20, 2008 · Memphis, Tn
- P••• A•••••••• I••• unclassifiedFeb 7, 2007 to Apr 11, 2007 · New Orleans, La
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Feb 2, 2026, registered Feb 18, 2026 (16 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• K••••• • C••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 20, 2008, registered May 8, 2024 (5618 days) · Other
- P••• A•••••••• I••• to M••••• K••••• • C••••••• L••left Apr 11, 2007, registered Apr 11, 2007 (0 days) · Other
- C•••••• B••••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2026-02-18)Feb 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address