DFX Intelligence
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Registered advisor
G••• R•••••• H••••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
14 y
since May 31, 2012
In the industry
27 y
since Sep 17, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• P••••••• BD affiliated currentsince May 31, 2012 · Trussville, Al
- C•••••••• F•••••••• G•••• A••••••• formerJun 25, 2003 to May 31, 2012 · Birmingham, Al
- U•• F•••••••• S••••••• I••• wirehouseAug 14, 2000 to Jun 25, 2003 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to I••••••••• F•••••••• P•••••••left May 31, 2012, registered May 31, 2012 (0 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Jun 25, 2003, registered Jun 25, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address