RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M••••••• W•••••••••
- H••••• W••••• M••••••••• independent RIA currentsince Sep 3, 2025 · Lafayette, Ca
- H••••• A••••••• L•• independent RIAAug 22, 2022 to Aug 18, 2025 · Vancouver, Wa
- R••• W••••• M••••••••• S••••••• L•• formerOct 9, 2018 to May 26, 2022 · Oakland, Ca
- H••••• A••••••• L•• to H••••• W••••• M•••••••••left Aug 18, 2025, registered Sep 3, 2025 (16 days) · RIA to a newly registered adviser · moved with a team
- R••• W••••• M••••••••• S••••••• L•• to H••••• A••••••• L••left May 26, 2022, registered Aug 22, 2022 (88 days) · RIA to RIA
- R••••• M••••••• W••••••••• left H••••• A••••••• L•• for H••••• W••••• M••••••••• (registered 2025-09-03)Aug 18, 2025 · Advisor changed firm · fact
- R••••• M••••••• W••••••••• left R••• W••••• M••••••••• S••••••• L•• for H••••• A••••••• L•• (registered 2022-08-22)May 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address