DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Helium Advisors LLC
Latest filing May 27, 2026
First filing on the tape Aug 15, 2022 · 24 filings
SEC status approved since Sep 15, 2022
RAUM
$234M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
92%
$216M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$46.8M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$234M as of May 27, 2026
Mar 27, 2023$205M then
HNW client RAUM$159M as of May 27, 2026
Mar 27, 2023$144M then
State-registered IARs (5.B.3)4 as of May 27, 2026
Mar 27, 20238 then
Employees (5.A)7 as of May 27, 2026
Mar 27, 202310 then
Private funds1 as of May 27, 2026
Mar 31, 20251 then
RAUM -24% over the last fiscal year+4.5% a year over threeIARs 7 to 4offices 3 to 1
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $46.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $338,807derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -24%derivedbetween the last two annual amendments
- Advisor growth, one year
- -43%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $4.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159M68%
- Individuals$56.1M24%
- Corporations and businesses$18.2M7.8%
- Individual clients
- 193reported
- HNW clients
- 67reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 690reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.3M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gary Nicholas Russell | Vancouver, Wa | Jan 20, 2026 | 26 y | 5 |
| Howard Alexander Morin | Vancouver, Wa | Jan 20, 2026 | 19 y | 5 |
| Rustin Jj Feldman | Vancouver, Wa | Jan 20, 2026 | 17 y | 6 |
| Morgan Ann Wickline | Vancouver, Wa | Jan 20, 2026 | 12 y | 1 |
| Bryan KissCertified Financial Planner | Vancouver, Wa | Jun 15, 2026 | 18 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount4 left over 36 months
Left, latest
- Violet Amaranth Hungerford to Hyphen Wealth ManagementOct 7, 2025 · RIA to a newly registered adviser
- Cyrus Mcdonald Amini to Hyphen Wealth ManagementAug 18, 2025 · RIA to a newly registered adviser
- Roshan Mahendra Weeramantry to Hyphen Wealth ManagementAug 18, 2025 · RIA to a newly registered adviser
- Matthew M Jensen to Cutler Investment GroupJan 22, 2024 · RIA to RIA
- Cathie Jean Arthurs to Wayfinding Financial, LLCDec 7, 2021 · RIA to RIA
- David Lundberg to Equitable Advisors, LLCNov 13, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- Bryan Kiss from Fifth Third Securities, Inc.Jun 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Cyrus Mcdonald Amini from Highline Wealth PartnersJun 1, 2023 · RIA to RIA
- Rustin Jj Feldman from B. Riley Wealth Advisors, Inc.Dec 9, 2022 · Affiliated broker-dealer or bank to independent RIA
- Violet Amaranth Hungerford from Aprio Wealth Management, LLCDec 9, 2022 · RIA to RIA
- Matthew M Jensen from Highline Wealth PartnersOct 5, 2022 · RIA to RIA
- Roshan Mahendra Weeramantry from Rina Wealth Management Services LLCAug 22, 2022 · RIA to RIA
- Cathie Jean Arthurs from Edelman Financial EnginesJan 28, 2021 · RIA to RIA
- David Lundberg from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 10, 2020 · Wirehouse to independent RIA
- Gary Nicholas Russell from Conover Capital ManagementApr 6, 2016 · Other
- Howard Alexander Morin from Conover Capital ManagementApr 6, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Hyphen Wealth ManagementAug 18, 2025 · Everett, Wa
- 2 joined from Highline Wealth PartnersJul 21, 2022 · Sherman Oaks, Ca
- 2 joined from Conover Capital ManagementApr 12, 2016 · Bellevue, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jj Rustin Feldman · Co-Head Of Wealth Managementcontrolsince 10/2023 · owns less than 5%
- Alexander Howard Morin · Chief Compliance Officercontrolsince 11/2015 · owns less than 5%
- Nicholas Gary Russell · Presidentcontrolsince 11/2015 · owns less than 5%
- Alexander Howard Morin · Membercontrolsince 11/2015 · owns 75% or more of Katahdin Ventures LLC
- Nicholas Gary Russell · Membercontrolsince 11/2015 · owns 75% or more of Caysam LLC
- Roshan Weeramantry · Co-Head Of Wealth Managementsince 10/2023 · owns less than 5%
Entity owners
- Helium Financial Group, LLC · Memberdirect · owns 75% or more
- Caysam LLC · Ownerindirect · owns 50% to 75% of Helium Financial Group, LLC
- Katahdin Ventures LLC · Ownerindirect · owns 50% to 75% of Helium Financial Group, LLC
Related persons
Schedule D 7.A
- Clarity Tax Group LLCinsurancen
- H. Maris & Associates LLCinsurancen
- Helium Day Taxinsurancen
- Helium Tax LLCinsurancen
- The Tax And Accounting Groupinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 5 | 5 | 0 | ||
| Everett, Wa | 0 | 0 | 1 | ||
| Lake Forest, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Berkeley, CA2 employees
- Lafayette, CA2 employees
- Scottsdale, AZ2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Mar 30, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 4.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (965 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 2.2% percentile
- employee count dropChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 10.0 to 7.0 (-30.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (507 comparable advisers, 6.0th percentile of changes)peers: independent wealth managers, $100M to $500M (507) · 5.7% percentile
- office count dropChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 1.0 (-67.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (450 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 1.6% percentile
What changed
consecutive filings, newest first
- Accounts · 896 to 690Feb 9, 2026 to Mar 30, 2026
- Corporate clients · 24 to 19Feb 9, 2026 to Mar 30, 2026
- HNW clients · 95 to 67Feb 9, 2026 to Mar 30, 2026
- Individual clients · 217 to 193Feb 9, 2026 to Mar 30, 2026
- Pension plan clients · 1 to 0Feb 9, 2026 to Mar 30, 2026
- Assets in custody · unset to 4287892.0Feb 9, 2026 to Mar 30, 2026
- Custody of client assets · false to trueFeb 9, 2026 to Mar 30, 2026
- Other offices · 2 to 1Feb 9, 2026 to Mar 30, 2026
- Discretionary RAUM · $283M to $225MFeb 9, 2026 to Mar 30, 2026
- HNW RAUM · $220M to $159MFeb 9, 2026 to Mar 30, 2026
- Individual RAUM · $69.3M to $56.1MFeb 9, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $25.1M to $8.3MFeb 9, 2026 to Mar 30, 2026
- Pension RAUM · $383,612 to $0Feb 9, 2026 to Mar 30, 2026
- RAUM · $308M to $234MFeb 9, 2026 to Mar 30, 2026
- Advisory employees · 7 to 4Jul 7, 2025 to Oct 15, 2025
- Employees · 10 to 7Jul 7, 2025 to Oct 15, 2025
- HQ city · EVERETT to VANCOUVERJul 7, 2025 to Oct 15, 2025
- State-registered IARs · 7 to 4Jul 7, 2025 to Oct 15, 2025
- Other offices · 3 to 2Jul 7, 2025 to Oct 15, 2025
- Financial planning clients · 251-500 to 251-500Mar 31, 2025 to Jul 7, 2025
- Accounts · 809 to 896Aug 20, 2024 to Mar 31, 2025
- Advisory employees · 8 to 7Aug 20, 2024 to Mar 31, 2025
- Advisory activities · 6 to 7Aug 20, 2024 to Mar 31, 2025
- BD registered reps · 2 to 0Aug 20, 2024 to Mar 31, 2025
- Corporate clients · 17 to 24Aug 20, 2024 to Mar 31, 2025
- HNW clients · 85 to 95Aug 20, 2024 to Mar 31, 2025
- Individual clients · 200 to 217Aug 20, 2024 to Mar 31, 2025
- Pension plan clients · 4 to 1Aug 20, 2024 to Mar 31, 2025
- Employees · 11 to 10Aug 20, 2024 to Mar 31, 2025
- State-registered IARs · 9 to 7Aug 20, 2024 to Mar 31, 2025
- Private funds · unset to 1Aug 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $253M to $283MAug 20, 2024 to Mar 31, 2025
- HNW RAUM · $178M to $220MAug 20, 2024 to Mar 31, 2025
- Individual RAUM · $58.5M to $69.3MAug 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $23.1M to $25.1MAug 20, 2024 to Mar 31, 2025
- Pension RAUM · $25.5M to $383,612Aug 20, 2024 to Mar 31, 2025
- RAUM · $276M to $308MAug 20, 2024 to Mar 31, 2025
- Related adviser · false to trueAug 20, 2024 to Mar 31, 2025
- Accounts · 806 to 809Apr 30, 2024 to May 1, 2024
- Advisory activities · 7 to 6Apr 30, 2024 to May 1, 2024
Signals
8 dated events
- Violet Amaranth Hungerford left Helium Advisors Llc for Hyphen Wealth Management (registered 2025-12-09)Oct 7, 2025 · Advisor changed firm · fact
- Roshan Mahendra Weeramantry left Helium Advisors Llc for Hyphen Wealth Management (registered 2025-09-03)Aug 18, 2025 · Advisor changed firm · fact
- Cyrus Mcdonald Amini left Helium Advisors Llc for Hyphen Wealth Management (registered 2025-09-03)Aug 18, 2025 · Advisor changed firm · fact
- 2 advisors left Helium Advisors LLC (Everett, WA) for Hyphen Wealth Management on the same dayAug 18, 2025 · Team lift-out · derived
- Matthew M Jensen left Helium Advisors Llc for Cutler Investment Group (registered 2024-04-17)Jan 22, 2024 · Advisor changed firm · fact
- Jj Rustin Feldman (Co-Head Of Wealth Management) appeared on Schedule A of Helium Advisors LlcJan 2, 2024 · Control person joined · fact
- Helium Advisors Llc filed its initial SEC registration (Form ADV)Aug 15, 2022 · First SEC registration · fact
- 2 advisors left Highline Wealth Partners (Sherman Oaks, CA) for Helium Advisors LLC within 8 daysJul 21, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Helium Advisors LLC · Independent Sponsorsshared crd · capital_provider
- Helium Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- davidw@heliumadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- justind@heliumadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- laila@heliumadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- stephanier@heliumadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 425-209-0659reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 425-214-1533reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 510-518-6290reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/10661372reportedpublic record, Form ADV, Sep 17, 2026
- Website
- HELIUMADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (425) 214-1533reportedpublic record, Form ADV, May 27, 2026
- Contact form
- heliumadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- heliumadvisors.com/team-member-01reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026