DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roberto Feria Cestero
Feed of 09/14/2026
Also filed as Robbie Feria
At current firm
6 y
since Mar 13, 2020
In the industry
27 y
since Sep 7, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Npa Asset Management, LLC BD affiliated currentsince Mar 13, 2020 · Fair Lawn, Nj
- Herbert J. Sims Capital Management, Inc. independent RIAOct 14, 2016 to Jan 17, 2020 · Guaynabo, Pr
- Santander Securities BD affiliatedMar 25, 2010 to Oct 14, 2016 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Herbert J. Sims Capital Management, Inc. to Npa Asset Management, LLCleft Jan 17, 2020, registered Mar 13, 2020 (56 days) · RIA to RIA
- Santander Securities to Herbert J. Sims Capital Management, Inc.left Oct 14, 2016, registered Oct 14, 2016 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address