DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Michael Miller
Feed of 09/14/2026
At current firm
2 y
since Oct 12, 2023
In the industry
27 y
since Aug 11, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Oct 12, 2023 · Portland, Or
- Charles Schwab & Co., Inc. national BDMar 17, 2022 to Apr 13, 2023 · Westlake, Tx
- Td Ameritrade, Inc. formerJun 13, 2006 to Oct 14, 2022 · Portland, Or
- Ameritrade Advisory Services LLC unclassifiedMay 19, 2005 to Dec 14, 2005 · Portland, Or
- Td Ameritrade Investment Management, LLC formerNov 5, 2004 to Apr 13, 2023 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to Ameritrade Advisory Services LLCleft Apr 13, 2023, registered May 19, 2005 (-6538 days) · Other
- Charles Schwab & Co., Inc. to Edward Jonesleft Apr 13, 2023, registered Oct 12, 2023 (182 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered Mar 17, 2022 (-211 days) · channel change inside one enterprise, not a move
- Ameritrade Advisory Services LLC to Td Ameritrade, Inc.left Dec 14, 2005, registered Jun 13, 2006 (181 days) · Other
Signals
- Kevin Michael Miller left Charles Schwab & Co., Inc. for Edward Jones (registered 2023-10-12)Apr 13, 2023 · Advisor changed firm · fact
- Kevin Michael Miller left Td Ameritrade Investment Management, Llc for Ameritrade Advisory Services Llc (registered 2005-05-19)Apr 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address