RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••••• W•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Nov 7, 2014 · Yakima, Wa
- M•••••• W••••• R••••• I••• formerAug 14, 2009 to Nov 7, 2014 · Yakima, Wa
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 4, 2009 · Yakima, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 1, 2006 to Jun 1, 2009 · Yakima, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 16, 2005 to Dec 7, 2006 · Yakima, Wa
- S••••• F•••••••• S•••••••• I••• formerMar 25, 2003 to Sep 19, 2005 · Hermiston, Or
- M•••••• W••••• R••••• I••• to R••••• W• B•••• • C•• I•••••••••left Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to M•••••• W••••• R••••• I•••left Sep 4, 2009, registered Aug 14, 2009 (-21 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Dec 7, 2006, registered Dec 1, 2006 (-6 days) · Other
- S••••• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 19, 2005, registered Sep 16, 2005 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address