RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• T••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 25, 2026 · Cranford, Nj
- S•••••••• S••••••••• BD affiliatedSep 11, 2014 to Feb 26, 2026 · Union, Nj
- T• A••••••••• I••• formerMay 23, 2013 to Aug 27, 2014 · New York, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 20, 2013 to Aug 27, 2014 · New York, Ny
- L•• F•••••••• L•• BD affiliatedJul 8, 2011 to Apr 23, 2013 · Rocky Point, Ny
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedMay 10, 2011 to Jun 13, 2011 · Melville, Ny
- S•••••••• S••••••••• to L•• F•••••••• L••left Feb 26, 2026, registered Feb 25, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to S•••••••• S•••••••••left Aug 27, 2014, registered Sep 11, 2014 (15 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 27, 2014, registered May 23, 2013 (-461 days) · channel change inside one enterprise, not a move
- L•• F•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Apr 23, 2013, registered May 20, 2013 (27 days) · Other
- C•••••• O•• F•••••••• A••••••• L•• to L•• F•••••••• L••left Jun 13, 2011, registered Jul 8, 2011 (25 days) · Other
- J••••• A•••••• T•••• left S•••••••• S••••••••• for L•• F•••••••• L•• (registered 2026-02-25)Feb 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address