DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Susan Delmer Smith

Citigroup Global Markets Inc.BD affiliatedSan Antonio, Tx dual registrantIAPD 3269628

Feed of 09/14/2026

Also filed as Susan Matthiessen

At current firm

0 y

since Dec 8, 2025

In the industry

27 y

since Sep 17, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citigroup Global Markets Inc. BD affiliated current
since Dec 8, 2025 · Jacksonville, Fl
Strategic Advisers LLC national BD
Mar 31, 2025 to Aug 13, 2025 · San Antonio, Tx
Fidelity Personal And Workplace Advisors former
Jul 30, 2024 to Mar 31, 2025 · Dallas, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 14, 2023 to May 7, 2024 · San Antonio, Tx
Victory Capital Management Inc. asset manager
Jan 14, 2021 to Nov 11, 2022 · San Antonio, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 21, 2019 to Dec 22, 2020 · San Antonio, Tx
LPL Financial LLC BD affiliated
Nov 9, 2018 to Oct 14, 2019 · New Braunfels, Tx
Advisors Asset Management, Inc. mixed wealth
Aug 8, 2011 to Mar 16, 2018 · Boerne, Tx
Citigroup Global Markets Inc. BD affiliated
Mar 18, 2008 to Aug 12, 2011 · Jacksonville, Fl
Chase Investment Services Corp. former
Dec 6, 2006 to Sep 6, 2007 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Citigroup Global Markets Inc.
left Aug 13, 2025, registered Dec 8, 2025 (117 days) · Affiliated broker-dealer or bank to another · moved with a team
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisors
left May 7, 2024, registered Jul 30, 2024 (84 days) · Wirehouse to affiliated broker-dealer or bank
Victory Capital Management Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 11, 2022, registered Jun 14, 2023 (215 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Victory Capital Management Inc.
left Dec 22, 2020, registered Jan 14, 2021 (23 days) · Other
LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 14, 2019, registered Oct 21, 2019 (7 days) · Affiliated broker-dealer or bank to wirehouse
Advisors Asset Management, Inc. to LPL Financial LLC
left Mar 16, 2018, registered Nov 9, 2018 (238 days) · Other
Citigroup Global Markets Inc. to Advisors Asset Management, Inc.
left Aug 12, 2011, registered Aug 8, 2011 (-4 days) · Other
Chase Investment Services Corp. to Citigroup Global Markets Inc.
left Sep 6, 2007, registered Mar 18, 2008 (194 days) · Other

Signals

Susan Delmer Smith left Strategic Advisers Llc for Citigroup Global Markets Inc. (registered 2025-12-08)
Aug 13, 2025 · Advisor changed firm · fact
Susan Delmer Smith left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2024-07-30)
May 7, 2024 · Advisor changed firm · fact
Susan Delmer Smith left Victory Capital Management Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-14)
Nov 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address