DFX Intelligence
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Registered advisor
M•••••• E• W••••••
Feed of 09/14/2026
At current firm
12 y
since Apr 29, 2014
In the industry
26 y
since Sep 15, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• A••••••• L• asset manager currentsince Apr 29, 2014 · Wheaton, Il
- W•••• F•••• A••••••• wirehouseAug 22, 2008 to May 17, 2012 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 26, 2002 to Sep 8, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to F•••• T•••• A••••••• L•left May 17, 2012, registered Apr 29, 2014 (712 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Sep 8, 2008, registered Aug 22, 2008 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address