RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• T••••• K•••••••
- T•• A•••••••• G•••• BD affiliated currentsince Sep 8, 2022 · Lakewood Ranch, Fl
- E•••••••• A•••••••• L•• national BDAug 12, 2011 to Sep 16, 2022 · Toms River, Nj
- I••••••••• P••••••• A•••••••• L•• unclassifiedDec 2, 2008 to Sep 6, 2011 · Fairfield, Nj
- P••• A••••• S••••••••• L•• BD affiliatedNov 13, 2007 to Aug 11, 2011 · Red Bank, Nj
- E•••••••• A•••••••• L•• to T•• A•••••••• G••••left Sep 16, 2022, registered Sep 8, 2022 (-8 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- I••••••••• P••••••• A•••••••• L•• to E•••••••• A•••••••• L••left Sep 6, 2011, registered Aug 12, 2011 (-25 days) · Other
- P••• A••••• S••••••••• L•• to I••••••••• P••••••• A•••••••• L••left Aug 11, 2011, registered Dec 2, 2008 (-982 days) · Other
- A••• T••••• K••••••• left E•••••••• A•••••••• L•• for T•• A•••••••• G•••• (registered 2022-09-08)Sep 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address