RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• T•••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 24, 2026 · Greenwich, Ct
- L•• F•••••••• L•• BD affiliatedAug 17, 2022 to May 11, 2026 · Bridgeport, Ct
- P••••••• U••••• A•••••••• I••• formerJun 1, 2018 to Aug 17, 2022 · Cos Cob, Ct
- P••••••• S••••••••• I••• formerSep 28, 2001 to Mar 31, 2020 · Riverside, Ct
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left May 11, 2026, registered Apr 24, 2026 (-17 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••••••• U••••• A•••••••• I••• to L•• F•••••••• L••left Aug 17, 2022, registered Aug 17, 2022 (0 days) · corporate re-registration, not a move
- P••••••• S••••••••• I••• to P••••••• U••••• A•••••••• I•••left Mar 31, 2020, registered Jun 1, 2018 (-669 days) · corporate re-registration, not a move
- N•••• T••••• left L•• F•••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2026-04-24)May 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address