RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J••••• R•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 1, 2024 · St Louis, Mo
- T•• R••••••••• G••••• L•• formerApr 9, 2019 to Jun 7, 2024 · St. Louis, Mo
- B••••• A••••••••• F•••••••• P•••••••• I••• unclassifiedFeb 24, 2015 to Mar 19, 2019 · St. Louis, Mo
- T•• R••••••••• G••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Jun 7, 2024, registered May 1, 2024 (-37 days) · RIA to RIA · moved with a team
- B••••• A••••••••• F•••••••• P•••••••• I••• to T•• R••••••••• G••••• L••left Mar 19, 2019, registered Apr 9, 2019 (21 days) · Other
- G•••••• J••••• R••••• left T•• R••••••••• G••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-05-01)Jun 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address