K•••• I•••• B••••••

U••• B•••••• A•••••••• L••BD affiliatedNaperville, Il dual registrantIAPD 3272990

Feed of 09/15/2026

Also filed as K•••• H••••••••• B••••••••• I•••• H•••••

At current firm

0 y

since Feb 13, 2026

In the industry

25 y

since Dec 20, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Naperville, Il
U••• B•••••• I••••••••• I••• former
Jan 9, 2024 to Feb 13, 2026 · Saint Paul, Mn
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 20, 2022 to Jan 8, 2024 · Downers Grove, Il
J••• M••••• S••••••••• L•• wirehouse
Feb 5, 2019 to Jan 4, 2022 · Wheaton, Il
P•••• S••••••••• L•• no RAUM
Mar 6, 2018 to Dec 10, 2018 · Naperville, Il
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Nov 17, 2017 · Bolingbrook, Il
C••••• I••••••••• S••••••• L•• former
Nov 20, 2012 to Jan 21, 2014 · Bolingbrook, Il
V••••• A•••• M••••••••• I•• unclassified
Mar 25, 2008 to Sep 3, 2009 · Rosemont, Il

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to U••• B•••••• I••••••••• I•••
left Jan 8, 2024, registered Jan 9, 2024 (1 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jan 4, 2022, registered Jan 20, 2022 (16 days) · Wirehouse to affiliated broker-dealer or bank
P•••• S••••••••• L•• to J••• M••••• S••••••••• L••
left Dec 10, 2018, registered Feb 5, 2019 (57 days) · Affiliated broker-dealer or bank to wirehouse
C••••• I••••••••• A••••••• L•• to P•••• S••••••••• L••
left Nov 17, 2017, registered Mar 6, 2018 (109 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
V••••• A•••• M••••••••• I•• to C••••• I••••••••• S••••••• L••
left Sep 3, 2009, registered Nov 20, 2012 (1174 days) · Other

Signals

••• Locked
Jan 8, 2024 · Advisor changed firm · fact
••• Locked
Jan 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address