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Registered advisor
B•••• D•••••••
Feed of 09/14/2026
Also filed as B•••• Colin D•••••••
At current firm
1 y
since Mar 31, 2025
In the industry
26 y
since Mar 14, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Eagle, Id
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDSep 27, 2017 to Jul 13, 2018 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 27, 2017 to Sep 5, 2017 · Seattle, Wa
- C•••••••• F•••••••• G•••• A••••••• formerAug 18, 2015 to May 23, 2017 · San Francisco, Ca
- W•••••• • R••• formerMay 25, 2015 to Jun 25, 2015 · San Mateo, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••left Sep 5, 2017, registered Sep 27, 2017 (22 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• F•••••••• G•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 23, 2017, registered Apr 27, 2017 (-26 days) · Other
- W•••••• • R••• to C•••••••• F•••••••• G•••• A•••••••left Jun 25, 2015, registered Aug 18, 2015 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address