RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M••• K•••••
- W•••••• P•••••• W••••• independent RIA currentsince Nov 17, 2011 · Bridgeville, Pa
- L•• F•••••••• L•• BD affiliatedMar 18, 2011 to Mar 13, 2013 · Bridgeville, Pa
- S••••• A••••••• unclassifiedJan 8, 2007 to Nov 8, 2011 · Bridgeville, Pa
- S••••• A••••••• unclassifiedMar 30, 2005 to Dec 31, 2006 · Pittsburgh, Pa
- S••••• A••••••• unclassifiedFeb 24, 2003 to Dec 31, 2004 · Pittsburgh, Pa
- L•• F•••••••• L•• to W•••••• P•••••• W•••••left Mar 13, 2013, registered Nov 17, 2011 (-482 days) · Other
- S••••• A••••••• to L•• F•••••••• L••left Nov 8, 2011, registered Mar 18, 2011 (-235 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address