RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• S••••••
- Q• A••••••• L•• independent RIA currentsince Jul 12, 2018 · Peachtree City, Ga
- C•••••• R••••••• A•••••••• L•• formerSep 21, 2012 to Aug 10, 2018 · Suwanee, Ga
- W•••• F•••• A••••••• wirehouseJun 24, 2005 to Aug 21, 2012 · Dalton, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 22, 2003 to Jun 7, 2005 · Atlanta, Ga
- C•••••• R••••••• A•••••••• L•• to Q• A••••••• L••left Aug 10, 2018, registered Jul 12, 2018 (-29 days) · RIA to RIA
- W•••• F•••• A••••••• to C•••••• R••••••• A•••••••• L••left Aug 21, 2012, registered Sep 21, 2012 (31 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jun 7, 2005, registered Jun 24, 2005 (17 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address