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RIA Intelligence
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Registered advisor
K•••••• E••••• A•••• W•••
Feed of 09/14/2026
At current firm
17 y
since Jun 1, 2009
In the industry
22 y
since Sep 10, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · San Antonio, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 11, 2006 to Jun 1, 2009 · San Antonio, Tx
- I••••••••• P••••••••• I••• formerMar 8, 2006 to Aug 22, 2006 · San Antonio, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 22, 2005 to Jul 26, 2005 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- I••••••••• P••••••••• I••• to C•••••••• G••••• M•••••• I•••left Aug 22, 2006, registered Aug 11, 2006 (-11 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to I••••••••• P••••••••• I•••left Jul 26, 2005, registered Mar 8, 2006 (225 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address