DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• P• A•••••••

M••••• S••••••wirehouseMiddleton, Widual registrantIAPD 3276192

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jerry A•••••••

At current firm

8 y

since Jul 20, 2018

In the industry

25 y

since Aug 27, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jul 20, 2018 · Middleton, Wi
C••• B•••••••• S•••••••• I••• former
Feb 8, 2013 to Jun 27, 2018 · Madison, Wi
T•••• L•••• S••••••••• L•• unclassified
Jun 15, 2011 to Feb 5, 2013 · Madison, Wi
C••••••••• C•••••• S••••••••• I••• independent RIA
Aug 12, 2009 to Feb 1, 2013 · Fort Atkinson, Wi
W••••• S••••• S••••••••• I••• former
Mar 12, 2008 to Aug 7, 2009 · Madison, Wi
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 10, 2003 to Aug 15, 2005 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to M••••• S••••••
left Jun 27, 2018, registered Jul 20, 2018 (23 days) · RIA to wirehouse
T•••• L•••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••
left Feb 5, 2013, registered Feb 8, 2013 (3 days) · Other
C••••••••• C•••••• S••••••••• I••• to T•••• L•••• S••••••••• L••
left Feb 1, 2013, registered Jun 15, 2011 (-597 days) · Other
W••••• S••••• S••••••••• I••• to C••••••••• C•••••• S••••••••• I•••
left Aug 7, 2009, registered Aug 12, 2009 (5 days) · Other
C•••••••• G••••• M•••••• I••• to W••••• S••••• S••••••••• I•••
left Aug 15, 2005, registered Mar 12, 2008 (940 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address