DFX Intelligence
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Registered advisor
B•••••• C•••••• B•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as B•••••• C• B••••••••• B•••••
At current firm
8 y
since Sep 10, 2018
In the industry
26 y
since Nov 23, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Sep 10, 2018 · Strongsville, Oh
- C•••••• S••••• • C••• I••• national BDNov 24, 1999 to Oct 4, 2002 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Oct 4, 2002, registered Sep 10, 2018 (5820 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address