RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••• M•••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Apr 14, 2017 · Coldwater, Mi
- G••••• F•••••••• P•••••• C••••••• I••• formerMay 10, 2013 to Apr 18, 2017 · Coldwater, Mi
- S•• BD affiliatedDec 6, 2005 to May 1, 2013 · Ann Arbor, Mi
- U•••••••• S••••••••• I••• unclassifiedFeb 28, 2001 to Dec 7, 2005 · Coldwater, Mi
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Apr 18, 2017, registered Apr 14, 2017 (-4 days) · Other
- S•• to G••••• F•••••••• P•••••• C••••••• I•••left May 1, 2013, registered May 10, 2013 (9 days) · Other
- U•••••••• S••••••••• I••• to S••left Dec 7, 2005, registered Dec 6, 2005 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 54derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address