DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• O••••

A••••••••state registeredCoral Gables, FlIA-onlyIAPD 352034

Feed of 09/14/2026

At current firm

1 y

since Nov 19, 2024

In the industry

39 y

since Mar 26, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••••• state registered current
since Nov 19, 2024 · Coral Gables, Fl
K••••• A•••••••• I••• BD affiliated
Jul 13, 2011 to Mar 4, 2024 · Ft. Lauderdale, Fl
N••• F•••••••• G••••• I••• former
Jun 16, 2008 to Jun 20, 2011 · Coral Gable, Fl
S••••••• T•••• S•••••••• A•••• M••••••••• I••• unclassified
Apr 4, 2008 to Jun 13, 2008 · Coral Gables, Fl
T••••••• S••••••••• L••• unclassified
May 29, 2007 to Apr 18, 2008 · Lawrenceville, Ga
A• G• E•••••• • S•••• I••• unclassified
Jul 18, 1994 to Mar 6, 2003 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

K••••• A•••••••• I••• to A••••••••
left Mar 4, 2024, registered Nov 19, 2024 (260 days) · Affiliated broker-dealer or bank to a state-registered adviser
N••• F•••••••• G••••• I••• to K••••• A•••••••• I•••
left Jun 20, 2011, registered Jul 13, 2011 (23 days) · Other
S••••••• T•••• S•••••••• A•••• M••••••••• I••• to N••• F•••••••• G••••• I•••
left Jun 13, 2008, registered Jun 16, 2008 (3 days) · Other
T••••••• S••••••••• L••• to S••••••• T•••• S•••••••• A•••• M••••••••• I•••
left Apr 18, 2008, registered Apr 4, 2008 (-14 days) · Other
A• G• E•••••• • S•••• I••• to T••••••• S••••••••• L•••
left Mar 6, 2003, registered May 29, 2007 (1545 days) · Other

Signals

A•••••• O•••• left K••••• A•••••••• I••• for Advisuite (registered 2024-11-19)
Mar 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address