DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Atlantis Asset Management, LLC

Former SEC-registered adviserCRD 160462SEC 801-74691websiteIAPD
Latest filing Dec 19, 2024
First filing on the tape Mar 19, 2012 · 32 filings
SEC status approved since Mar 26, 2012
RAUM
$16.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$16.2M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$5.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$16.2M as of Jun 27, 2024
Mar 27, 2013$95.0M then
HNW client RAUM$12.0M as of Jun 27, 2024
Apr 3, 2018$17.0M then
State-registered IARs (5.B.3)2 as of Jun 27, 2024
Mar 27, 20130 then
Employees (5.A)2 as of Jun 27, 2024
Mar 27, 20130 then
Private funds: no history
RAUM +1.3% over the last fiscal year-26% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Dec 19, 2024; every figure names its basis
RAUM per advisor
$5.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
11derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$476,471derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-5.7%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$12.0M74%
  • Individuals$4.2M26%
Individual clients
27reported
HNW clients
6reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
34reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Duncan Gregory BurkeNew York, NyAug 7, 202133 y2
John Daniel ConnollyNew York, NyAug 31, 202137 y1
Michael Davis CohnNew York, NyDec 11, 202138 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Davis Michael Cohn · Managing Member And Ccocontrol
    since 04/2009 · owns less than 5%
  • Davis Michael Cohn · Membercontrol
    since 04/2009 · owns 75% or more of Mdc Wealth Management, LLC
Entity owners
  • Mdc Wealth Management, LLC · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
New York, Ny300
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • HQ city · NEW YORK to unset
    Oct 14, 2024 to Oct 15, 2024
  • HQ state · NY to unset
    Oct 14, 2024 to Oct 15, 2024
  • Advisory employees · 2 to 3
    Jun 27, 2024 to Oct 14, 2024
  • Assets in custody · 0.0 to unset
    Jun 27, 2024 to Oct 14, 2024
  • Custody of client assets · true to false
    Jun 27, 2024 to Oct 14, 2024
  • Employees · 2 to 3
    Jun 27, 2024 to Oct 14, 2024
  • HQ city · unset to NEW YORK
    Jun 27, 2024 to Oct 14, 2024
  • HQ state · unset to NY
    Jun 27, 2024 to Oct 14, 2024
  • State-registered IARs · 2 to 3
    Jun 27, 2024 to Oct 14, 2024
  • Accounts · 35 to 34
    Mar 29, 2024 to Jun 27, 2024
  • HNW clients · 5 to 6
    Mar 29, 2024 to Jun 27, 2024
  • Individual clients · 30 to 27
    Mar 29, 2024 to Jun 27, 2024
  • Assets in custody · $250,000 to $0
    Mar 29, 2024 to Jun 27, 2024
  • Discretionary RAUM · $25.0M to $16.2M
    Mar 29, 2024 to Jun 27, 2024
  • HNW RAUM · $20.0M to $12.0M
    Mar 29, 2024 to Jun 27, 2024
  • Individual RAUM · $5.0M to $4.2M
    Mar 29, 2024 to Jun 27, 2024
  • RAUM · $25.0M to $16.2M
    Mar 29, 2024 to Jun 27, 2024
  • Advisory activities · 3 to 2
    Jul 25, 2023 to Mar 29, 2024
  • Assets in custody · unset to 250000.0
    Jul 25, 2023 to Mar 29, 2024
  • Custody of client assets · false to true
    Jul 25, 2023 to Mar 29, 2024
  • Discretionary RAUM · $16.0M to $25.0M
    Jul 25, 2023 to Mar 29, 2024
  • HNW RAUM · $11.0M to $20.0M
    Jul 25, 2023 to Mar 29, 2024
  • RAUM · $16.0M to $25.0M
    Jul 25, 2023 to Mar 29, 2024
  • Charity clients · unset to 0.0
    Dec 4, 2022 to Feb 28, 2023
  • Corporate clients · unset to 0.0
    Dec 4, 2022 to Feb 28, 2023
  • HNW clients · unset to 5.0
    Dec 4, 2022 to Feb 28, 2023
  • Individual clients · 35 to 30
    Dec 4, 2022 to Feb 28, 2023
  • Pension plan clients · unset to 0.0
    Dec 4, 2022 to Feb 28, 2023
  • Pooled vehicle clients · unset to 0.0
    Dec 4, 2022 to Feb 28, 2023
  • Discretionary RAUM · $15.0M to $16.0M
    Dec 4, 2022 to Feb 28, 2023
  • HNW RAUM · unset to 11000000.0
    Dec 4, 2022 to Feb 28, 2023
  • Individual RAUM · $15.0M to $5.0M
    Dec 4, 2022 to Feb 28, 2023
  • Pension RAUM · unset to 0.0
    Dec 4, 2022 to Feb 28, 2023
  • Pooled vehicle RAUM · unset to 0.0
    Dec 4, 2022 to Feb 28, 2023
  • RAUM · $15.0M to $16.0M
    Dec 4, 2022 to Feb 28, 2023
  • Accounts · 125 to 35
    Nov 20, 2022 to Dec 4, 2022
  • Advisory employees · 3 to 2
    Nov 20, 2022 to Dec 4, 2022
  • HNW clients · 100.0 to unset
    Nov 20, 2022 to Dec 4, 2022
  • Individual clients · 25 to 35
    Nov 20, 2022 to Dec 4, 2022
  • Employees · 3 to 2
    Nov 20, 2022 to Dec 4, 2022
Signals
2 dated events
  • Atlantis Asset Management, Llc no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $16.2M)
    Feb 3, 2025 · Left the SEC roster · derived
  • Jeffrey Brian Pereira left Atlantis Asset Management, Llc for Jbp Financial Llc (registered 2022-11-14)
    Nov 7, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
ATLANTISASSET.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$5.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026