RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• B••••
- T•••• W••••• P••••••• A•• M••••••••• I••• independent RIA currentsince Aug 21, 2024 · Ponte Vedra, Fl
- S•••••••• A•••• M••••••••• I••• formerAug 24, 2004 to Dec 31, 2020 · Palm City, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 6, 2004 to Jul 13, 2005 · Stuart, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 18, 1995 to Apr 2, 2004 · Stuart, Fl
- S•••••••• A•••• M••••••••• I••• to T•••• W••••• P••••••• A•• M••••••••• I•••left Dec 31, 2020, registered Aug 21, 2024 (1329 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to S•••••••• A•••• M••••••••• I•••left Jul 13, 2005, registered Aug 24, 2004 (-323 days) · Other
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Apr 2, 2004, registered May 6, 2004 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address