DFX Intelligence
RIA Intelligence
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Registered advisor
J••• W•••••• P•••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
12 y
since Jan 7, 2014
In the industry
34 y
since May 15, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J•• F••••••••• L•• independent RIA currentsince Jan 7, 2014 · Westlake, Oh
- P•••••••• S••••••••• I••• BD affiliatedJan 30, 2003 to Jan 8, 2014 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to J•• F••••••••• L••left Jan 8, 2014, registered Jan 7, 2014 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address