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Registered advisor
P•••••• C•••• R•••••••
Feed of 09/14/2026
Also filed as Phil R•••••••
At current firm
3 y
since Aug 10, 2023
In the industry
59 y
since Jul 1, 1967 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Minneapolis, Mn
- S••••••• F•••••••• S•••••••• I••• formerDec 23, 2013 to Aug 10, 2023 · Minneapolis, Mn
- C•• S••••••••• L•• formerDec 23, 2013 to Oct 28, 2021 · Minneapolis, Mn
- M••••••• A•••••••• I•• unclassifiedSep 26, 2003 to Sep 10, 2008 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 28, 2021, registered Dec 23, 2013 (-2866 days) · corporate re-registration, not a move
- M••••••• A•••••••• I•• to C•• S••••••••• L••left Sep 10, 2008, registered Dec 23, 2013 (1930 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 59derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address