DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steve Lawrence Raspotnik
Feed of 09/14/2026
At current firm
1 y
since Mar 24, 2025
In the industry
26 y
since Dec 8, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Fbl Wealth Management, LLC BD affiliated currentsince Mar 24, 2025 · West Des Moines, Ia
- Cuso Financial Services, L.P. formerMar 27, 2023 to Nov 12, 2024 · Appleton, Wi
- Thrivent Investment Management Inc. BD affiliatedOct 31, 2022 to Mar 22, 2023 · Appleton, Wi
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to Fbl Wealth Management, LLCleft Nov 12, 2024, registered Mar 24, 2025 (132 days) · Affiliated broker-dealer or bank to another
- Thrivent Investment Management Inc. to Cuso Financial Services, L.P.left Mar 22, 2023, registered Mar 27, 2023 (5 days) · Affiliated broker-dealer or bank to another
Signals
- Steve Lawrence Raspotnik left Cuso Financial Services, L.P. for Fbl Wealth Management, Llc (registered 2025-03-24)Nov 12, 2024 · Advisor changed firm · fact
- Steve Lawrence Raspotnik left Thrivent Investment Management Inc. for Cuso Financial Services, L.P. (registered 2023-03-27)Mar 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address