RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• B•••••• W••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Oct 3, 2025 · Alpharetta, Ga
- O••••••• P••••••• P••••••• S••••••••• L•• formerFeb 21, 2023 to Dec 4, 2025 · Rockville, Md
- P••• A••••• S••••••••• L•• BD affiliatedMar 5, 2009 to Feb 23, 2023 · Lutherville, Md
- E•••••••• A•••••••• L•• national BDMar 14, 2008 to Feb 17, 2009 · Lutherville, Md
- P••• A••••• S••••••••• L•• BD affiliatedNov 20, 2003 to Mar 26, 2008 · Lutherville, Md
- M•• F•••••••• S•••••••• I••• formerNov 28, 2000 to Nov 11, 2003 · Linthicum, Md
- O••••••• P••••••• P••••••• S••••••••• L•• to M•••• F•••••••• A•••••••left Dec 4, 2025, registered Oct 3, 2025 (-62 days) · RIA to RIA · moved with a team
- P••• A••••• S••••••••• L•• to O••••••• P••••••• P••••••• S••••••••• L••left Feb 23, 2023, registered Feb 21, 2023 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Feb 17, 2009, registered Mar 5, 2009 (16 days) · Other
- P••• A••••• S••••••••• L•• to E•••••••• A•••••••• L••left Mar 26, 2008, registered Mar 14, 2008 (-12 days) · Other
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Nov 11, 2003, registered Nov 20, 2003 (9 days) · Other
- J•• B•••••• W•••• left O••••••• P••••••• P••••••• S••••••••• L•• for M•••• F•••••••• A••••••• (registered 2025-10-03)Dec 4, 2025 · Advisor changed firm · fact
- J•• B•••••• W•••• left P••• A••••• S••••••••• L•• for O••••••• P••••••• P••••••• S••••••••• L•• (registered 2023-02-21)Feb 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address