DFX Intelligence
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Feed of 09/14/2026
At current firm
3 y
since Mar 8, 2023
In the industry
26 y
since Dec 28, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• institutional currentsince Mar 8, 2023 · Houston, Tx
- M••••• V•• C••••••••• I••• formerSep 15, 2003 to Jul 31, 2023 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• V•• C••••••••• I••• to C•••••••left Jul 31, 2023, registered Mar 8, 2023 (-145 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address