G••••• E•••• E••••

• O•••• W•••••• I••• BD affiliated current
  since Jan 19, 2024 · Silver Spring, Md
• W••••••• F•••••••• S•••••••• I••• former
  Jul 11, 2018 to Jan 19, 2024 · Silver Spring, Md
• C•••••• O•• A•••••••• L•• former
  Jan 28, 2015 to Jul 11, 2018 · Silver Spring, Md
• C•••••• O•• F•••••••• A••••••• L•• unclassified
  Jan 16, 2014 to Jan 28, 2015 · Melville, Ny
• N••• F•••••••• G••••• I••• former
  Jul 6, 2005 to Jan 2, 2013 · Miami, Fl
• P•••• S••••••••• L•• no RAUM
  Sep 19, 2003 to Jun 27, 2005 · Coral Gables, Fl

• W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
  left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
• C•••••• O•• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
  left Jul 11, 2018, registered Jul 11, 2018 (0 days) · corporate re-registration, not a move
• C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••
  left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
• N••• F•••••••• G••••• I••• to C•••••• O•• F•••••••• A••••••• L••
  left Jan 2, 2013, registered Jan 16, 2014 (379 days) · Other
• P•••• S••••••••• L•• to N••• F•••••••• G••••• I•••
  left Jun 27, 2005, registered Jul 6, 2005 (9 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address