RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••••• D••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 18, 2026 · State College, Pa
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 30, 2022 · Everett, Pa
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 30, 2022 to Sep 16, 2026 · Everett, Pa
- L•• F•••••••• L•• BD affiliatedJun 9, 2021 to Oct 25, 2022 · Bellwood, Pa
- M•• S••••••••• I••• unclassifiedApr 7, 2017 to Jun 9, 2021 · Bellwood, Pa
- C••••••• S••••••••• I••• BD affiliatedAug 21, 2003 to Sep 26, 2005 · State College, Pa
- T••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Sep 16, 2026, registered Sep 18, 2026 (2 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left Oct 25, 2022, registered Sep 30, 2022 (-25 days) · RIA to affiliated broker-dealer or bank
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to M•• S••••••••• I•••left Sep 26, 2005, registered Apr 7, 2017 (4211 days) · Other
- A•••••• J••••• D•••••••• registered as an investment adviser representative at C••••• I••••••••• A••••••• L••Sep 18, 2026 · Advisor registered · fact
- A•••••• J••••• D•••••••• no longer holds an investment adviser registration (last listed at T••••• A••••••• S•••••••• I••• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- A•••••• J••••• D•••••••• left T••••• A••••••• S•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-09-18)Sep 16, 2026 · Advisor changed firm · fact
- A•••••• J••••• D•••••••• left L•• F•••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2022-09-30)Oct 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address