RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R••••• B••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 28, 2022 · Eagle, Id
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 4, 2022 · Boise, Id
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 12, 2000 to Jun 1, 2009 · Boise, Id
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Nov 4, 2022, registered Oct 28, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- B•••• R••••• B•••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-10-28)Nov 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address