RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• M• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 1, 2023 · Grand Rapids, Mi
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Mar 6, 2023 · Grand Rapids, Mi
- S••••••••• S••••••••• I••• unclassifiedJan 6, 2004 to Jan 15, 2004 · Kentwood, Mi
- S•••••••• F••••••••• I••• to L•• F•••••••• L••left Mar 6, 2023, registered Mar 1, 2023 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Jan 15, 2004, registered Oct 31, 2005 (655 days) · Other
- E•••• M• B••••• left S•••••••• F••••••••• I••• for L•• F•••••••• L•• (registered 2023-03-01)Mar 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address