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Registered advisor
S••••• P••••••• S•••••••
Feed of 09/14/2026
Also filed as S••••• P••••••• Panis
At current firm
5 y
since Mar 1, 2021
In the industry
26 y
since Dec 13, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 1, 2021 · Beaver, Pa
- C••• F•••••••• S•••••••• L••• formerJan 17, 2017 to Feb 25, 2021 · Harrisburg, Pa
- P•••••••• S••••••••• I••• BD affiliatedSep 8, 2014 to Jan 27, 2017 · Beaver Falls, Pa
- M•• F•••••••• S•••••••• I••• formerDec 24, 2008 to Sep 4, 2014 · Beaver Falls, Pa
- K•••••• C•••••• M•••••• I••• unclassifiedOct 7, 2005 to Feb 21, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 25, 2021, registered Mar 1, 2021 (4 days) · Affiliated broker-dealer or bank to another
- P•••••••• S••••••••• I••• to C••• F•••••••• S•••••••• L•••left Jan 27, 2017, registered Jan 17, 2017 (-10 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Sep 4, 2014, registered Sep 8, 2014 (4 days) · Other
- K•••••• C•••••• M•••••• I••• to M•• F•••••••• S•••••••• I•••left Feb 21, 2007, registered Dec 24, 2008 (672 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address