T••••••• E•••• N••••

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Oct 3, 2018 · Charlotte, Nc
• W•••••• • R••• former
  Jan 10, 2006 to Jan 20, 2009 · Shawnee Mission, Ks
• E•• F•••••••• A••••••• independent RIA
  May 20, 2004 to Nov 29, 2005 · Overland Park, Ks
• P•••• S••••••••• L•• no RAUM
  Mar 13, 2000 to May 14, 2004 · Overland Park, Ks

• W•••••• • R••• to A••••• A•• P••••••• S•••••••
  left Jan 20, 2009, registered Oct 3, 2018 (3543 days) · Other
• E•• F•••••••• A••••••• to W•••••• • R•••
  left Nov 29, 2005, registered Jan 10, 2006 (42 days) · Other
• P•••• S••••••••• L•• to E•• F•••••••• A•••••••
  left May 14, 2004, registered May 20, 2004 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address