RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• B•••••• G••••••••
- M•••••• I••••••••• i••••••••• wealth currentsince Mar 1, 2022 · San Diego, Ca
- A••••••••• L•• formerMar 1, 2019 to Mar 30, 2022 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 15, 2004 to Oct 30, 2006 · La Jolla, Ca
- C•••••• C•••••• M••••••••• G••••• I••• formerMar 2, 2004 to Sep 30, 2004 · San Diego, Ca
- A••••••••• L•• to M•••••• I•••••••••left Mar 30, 2022, registered Mar 1, 2022 (-29 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• L••left Oct 30, 2006, registered Mar 1, 2019 (4505 days) · Wirehouse to independent RIA
- C•••••• C•••••• M••••••••• G••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 30, 2004, registered Jul 15, 2004 (-77 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address