M••• B•••• W•••••

• T• P•••••• C••••• W••••• L•• BD affiliated current
  since Sep 21, 2026 · Charlotte , Nc
• C••••••••• W••••• former
  Apr 11, 2016 to Aug 14, 2017 · Huntersville, Nc
• L•• F•••••••• L•• BD affiliated
  Apr 8, 2014 to Aug 23, 2019 · Fort Mill, Sc
• A••••• A•• P••••••• S••••••• BD affiliated
  Mar 20, 2013 to Apr 9, 2014 · Charlotte, Nc
• L•• F•••••••• L•• BD affiliated
  Jan 14, 2010 to Feb 22, 2013 · Charlotte, Nc
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  May 7, 2007 to Dec 31, 2011 · Charlotte, Nc

• L•• F•••••••• L•• to C••••••••• W•••••
  left Aug 23, 2019, registered Apr 11, 2016 (-1229 days) · Other
• C••••••••• W••••• to T• P•••••• C••••• W••••• L••
  left Aug 14, 2017, registered Sep 21, 2026 (3325 days) · Other
• A••••• A•• P••••••• S••••••• to L•• F•••••••• L••
  left Apr 9, 2014, registered Apr 8, 2014 (-1 days) · Other
• L•• F•••••••• L•• to A••••• A•• P••••••• S•••••••
  left Feb 22, 2013, registered Mar 20, 2013 (26 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
  left Dec 31, 2011, registered Jan 14, 2010 (-716 days) · Other

• ••• Locked
  Sep 21, 2026 · Advisor registered · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address