RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• T••• P••••••
- S••••• A•••• M••••••••• L••••• independent RIA currentsince Mar 10, 2026 · Lambertville, Mi
- S•• BD affiliatedMar 8, 2006 to Feb 25, 2026 · Ann Arbor, Mi
- Q•••••• A•••• M••••••••• I••• formerJan 11, 2005 to Mar 7, 2006 · Lambertville, Mi
- Q•••••• C•••••• C••••••••• unclassifiedOct 10, 2001 to Dec 31, 2005 · Lambertville, Mi
- S•• to S••••• A•••• M••••••••• L•••••left Feb 25, 2026, registered Mar 10, 2026 (13 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• A•••• M••••••••• I••• to S••left Mar 7, 2006, registered Mar 8, 2006 (1 days) · Other
- Q•••••• C•••••• C••••••••• to Q•••••• A•••• M••••••••• I•••left Dec 31, 2005, registered Jan 11, 2005 (-354 days) · corporate re-registration, not a move
- L••••• T••• P•••••• left Spc for S••••• A•••• M••••••••• L••••• (registered 2026-03-10)Feb 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address