DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Leonard Mccain

Truist Advisory Services, Inc.BD affiliatedEl Cajon, Cadual registrantIAPD 4018018

Certified Financial Planner

Feed of 09/14/2026

Also filed as Chris Mccain

At current firm

0 y

since Jan 12, 2026

In the industry

26 y

since Feb 22, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Truist Advisory Services, Inc. BD affiliated current
since Jan 12, 2026 · El Cajon, Ca
Sorrento Pacific Financial, LLC former
Jan 15, 2016 to Sep 4, 2025 · San Diego, Ca
Cuso Financial Services, L.P. former
Sep 21, 2015 to Nov 7, 2025 · San Diego, Ca
LPL Financial LLC BD affiliated
Jul 29, 2015 to Oct 2, 2015 · San Diego, Ca
Chase Investment Services Corp. former
May 2, 2009 to Aug 6, 2009 · Alpine, Ca
Wamu Investments, Inc. unclassified
Feb 18, 2009 to May 2, 2009 · Alpine, Ca
Banc Of America Investment Services, Inc. unclassified
Apr 25, 2003 to Feb 11, 2009 · San Diego, Ca
Morgan Stanley Dw Inc. unclassified
Aug 21, 2000 to Jun 27, 2002 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

Cuso Financial Services, L.P. to Sorrento Pacific Financial, LLC
left Nov 7, 2025, registered Jan 15, 2016 (-3584 days) · Other
Sorrento Pacific Financial, LLC to Truist Advisory Services, Inc.
left Sep 4, 2025, registered Jan 12, 2026 (130 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Cuso Financial Services, L.P.
left Oct 2, 2015, registered Sep 21, 2015 (-11 days) · Other
Chase Investment Services Corp. to LPL Financial LLC
left Aug 6, 2009, registered Jul 29, 2015 (2183 days) · Other
Wamu Investments, Inc. to Chase Investment Services Corp.
left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Banc Of America Investment Services, Inc. to Wamu Investments, Inc.
left Feb 11, 2009, registered Feb 18, 2009 (7 days) · Other
Morgan Stanley Dw Inc. to Banc Of America Investment Services, Inc.
left Jun 27, 2002, registered Apr 25, 2003 (302 days) · Other

Signals

Christopher Leonard Mccain left Cuso Financial Services, L.P. for Sorrento Pacific Financial, Llc (registered 2016-01-15)
Nov 7, 2025 · Advisor changed firm · fact
Christopher Leonard Mccain left Sorrento Pacific Financial, Llc for Truist Advisory Services, Inc. (registered 2026-01-12)
Sep 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address