RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 27, 2022 · West Des Moines, Ia
• P•••••••• S••••••••• I••• BD affiliated
  Nov 10, 2004 to May 26, 2022 · Des Moines, Ia
• V•• A••••••• S••••••• former
  Feb 7, 2003 to Oct 3, 2003 · Overland Park, Ks
• T•• M••••••• I••• unclassified
  May 3, 2002 to Feb 7, 2003 · West Des Moines, Ia

• P•••••••• S••••••••• I••• to L•• F•••••••• L••
  left May 26, 2022, registered May 27, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
• V•• A••••••• S••••••• to P•••••••• S••••••••• I•••
  left Oct 3, 2003, registered Nov 10, 2004 (404 days) · Other
• T•• M••••••• I••• to V•• A••••••• S•••••••
  left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move

• T••••• J••• A•••••••• left P•••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2022-05-27)
  May 26, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address