RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••••••• B••••••
- E••••••• W••••• A•••••••• L•• state registered currentsince Sep 17, 2026 · Fairfield, Ca
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMMay 11, 2023 to Feb 12, 2025 · Secaucus, Nj
- W•••••• • R••• formerMay 8, 2009 to May 3, 2010 · Concord, Ca
- M•• F•••••••• S•••••••• I••• formerSep 26, 2001 to Aug 12, 2002 · Lafayette, Ca
- E•••• • Y•••• I••••••••• A••••••• L•• to E••••••• W••••• A•••••••• L••left Feb 12, 2025, registered Sep 17, 2026 (582 days) · Other
- W•••••• • R••• to E•••• • Y•••• I••••••••• A••••••• L••left May 3, 2010, registered May 11, 2023 (4756 days) · Other
- M•• F•••••••• S•••••••• I••• to W•••••• • R•••left Aug 12, 2002, registered May 8, 2009 (2461 days) · Other
- J•••• C••••••••• B•••••• registered as an investment adviser representative at E••••••• W••••• A•••••••• L••Sep 17, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address