DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ernst & Young Investment Advisers Llp
Latest filing Sep 11, 2026
First filing on the tape May 8, 2012 · 23 filings
SEC status approved since Apr 7, 1995
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
116
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
140
140 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$0 as of May 1, 2026
Sep 10, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)140 as of May 1, 2026
Sep 27, 2013170 then
Employees (5.A)140 as of May 1, 2026
Sep 27, 2013170 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 190 to 140offices 2 to 1
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 58.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -16%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- n/areported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
116 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bryan Dean ClintsmanCertified Financial Planner | Southlake, Tx | Feb 23, 2000 | 31 y | 3 |
| Robert John Porter | Lyndhurst, Nj | Oct 28, 2003 | 29 y | 0 |
| Andrew Michael Clarke | Lyndhurst, Nj | Nov 12, 2003 | 26 y | 0 |
| Donald Arthur CulpCertified Financial Planner, Personal Financial Specialist | Secaucus, Nj | Jan 29, 2004 | 38 y | 0 |
| Todd Christopher Honeycutt | Secaucus, Nj | Apr 12, 2004 | 27 y | 0 |
| Matthew Thomas Johnson | Secaucus, Nj | Jun 1, 2004 | 34 y | 0 |
| Vincent Erwin Villanueva | Secaucus, Nj | May 9, 2005 | 24 y | 0 |
| Lisa Anna Springs | San Antonio, Tx | Dec 18, 2006 | 24 y | 0 |
| Robert Joseph Fairbrook | Seattle, Wa | Jan 9, 2007 | 40 y | 1 |
| Luscinda Rose Boyd | San Diego, Ca | Apr 10, 2007 | 22 y | 2 |
| Daniel Irvin GrableCertified Financial Planner, Chartered Financial Consultant | Birmingham, Al | Jan 2, 2008 | 35 y | 0 |
| Mary Jean Cohen | Boston, Ma | Jan 3, 2008 | 22 y | 0 |
| Martin Beecher LuskCertified Financial Planner | Kansas City, Mo | Jan 3, 2008 | 25 y | 0 |
| John Patrick Ruddy | Secaucus, Nj | May 26, 2008 | 18 y | 0 |
| Matthew Louis Weisman | Secaucus, Nj | Sep 30, 2008 | 18 y | 0 |
| Monisha KhadseCertified Financial Planner | Secaucus, Nj | Feb 25, 2010 | 16 y | 0 |
| Marc John MancusoCertified Financial Planner | Secaucus, Nj | Mar 5, 2010 | 19 y | 0 |
| Mark Christian PuttreCertified Financial Planner | Secaucus, Nj | Jul 1, 2010 | 24 y | 3 |
| Julizza Pena | Wallington, Nj | Oct 14, 2010 | 17 y | 0 |
| Paul Raspitzi | Tampa, Fl | Jan 12, 2011 | 19 y | 0 |
| David Jonathan Douglas | Tampa, Fl | Jan 13, 2011 | 22 y | 0 |
| Raymond Arthur Echevarria | Secaucus, Nj | Apr 18, 2011 | 32 y | 0 |
| Richard Scott Jennings | Tampa, Fl | May 5, 2011 | 32 y | 0 |
| Adam Samuel BerkChartered Financial Analyst | Houston, Tx | May 19, 2011 | 16 y | 0 |
| Jonathan Frejuste | Secaucus, Nj | Nov 17, 2011 | 15 y | 0 |
| Jenna Marie Lewis | Providence, Ri | Feb 6, 2012 | 20 y | 0 |
| Daniel VelezCertified Financial Planner | Secaucus, Nj | Sep 12, 2012 | 19 y | 2 |
| Debra Sue Valenti | Daytona Beach, Fl | Oct 23, 2013 | 16 y | 1 |
| Kerry Lynn Jerin | Hartford, Ct | Mar 3, 2014 | 20 y | 0 |
| Catherine Jane Crisp-Martin | Houston, Tx | Apr 1, 2014 | 12 y | 0 |
| Dorothy Grace Tatti | Secaucus, Nj | Apr 14, 2014 | 12 y | 0 |
| Rashri Noter | Edison, Nj | May 13, 2014 | 13 y | 0 |
| Guarionex Negron | Secaucus, Nj | Jul 30, 2014 | 14 y | 0 |
| Nadelly Cabrera | Secaucus, Nj | Aug 1, 2014 | 13 y | 0 |
| Christie Darlene CherryCertified Financial Planner | Tampa, Fl | Aug 4, 2014 | 19 y | 1 |
| Victor Roger RiosCertified Financial Planner | Orlando, Fl | Aug 27, 2014 | 24 y | 0 |
| Diane Love SpearinCertified Financial Planner | Secaucus, Nj | Nov 5, 2014 | 34 y | 3 |
| Johan Maurits Oeyen | Tampa, Fl | Nov 25, 2014 | 24 y | 4 |
| Gladys R Gonzalez | Secaucus, Nj | Mar 3, 2015 | 11 y | 0 |
| Silvana Carolina SantiagoCertified Financial Planner | Secaucus, Nj | Mar 3, 2015 | 11 y | 0 |
Advisor movement
8 left, 7 joined in 12 months
net -1 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 6.9% of current headcount26 left over 36 months
Left, latest
- Tracey J Breaux to Creative PlanningAug 10, 2026 · Other
- David M Goss to FacetJul 20, 2026 · Other
- Francesca Hope Streb to FacetJun 8, 2026 · Other
- Sebastian A Cooper to Nationwide Investment Advisors, LLCJun 1, 2026 · Other
- Ya Ting Yang to Henssler FinancialMay 29, 2026 · Other
- Corey S Durden to Advice And Planning ServicesMay 19, 2026 · Other
- Andres Guarin to Creative PlanningJan 21, 2026 · Other
- Billy Dewayne Ray to Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 30, 2025 · Other
- Eric Rodriguez to Core PlanningJul 18, 2025 · Other
- Brandon Michael Cisneros to First Command Advisory ServicesJun 16, 2025 · Other
- Rhowan Babekir Ahmed to Thomas J. Herzfeld Advisors, Inc.Apr 28, 2025 · Other
- Onterio Devone Graham to Kestra Advisory Services, LLCApr 2, 2025 · Other
- Justin Rennhack to Morgan StanleyJan 27, 2025 · Other
- Yerassyl Almatyli Sundetbayev to Willis Johnson WealthJan 8, 2025 · Other
- Douglas Anthony Berti to Texas Assured Financial Planning LLCJan 3, 2025 · Other
Joined, latest
- Aaron Constante from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 10, 2026 · Other
- Sebastian A Cooper from Oneamerica Securities, Inc.May 20, 2026 · Other
- Julian Brian Ma from Equitable Advisors, LLCMay 14, 2026 · Other
- Kelvin You from UBS Financial Services Inc.May 13, 2026 · Other
- Alana Denese Ibironke from Cetera Investment Advisers LLCMay 13, 2026 · Other
- Buddy Brisco Farmer from Teacher Advisors, LLCJan 6, 2026 · Other
- Alexis Lee Quinn from Cetera Investment Advisers LLCJan 1, 2026 · Other
- David John Scholten from Cetera Advisors LLCAug 5, 2025 · Other
- Nathaniel Dechant Adams from Keenan FinancialJul 10, 2025 · Other
- Stephanie A Coleman-Risher from Oneamerica Securities, Inc.Jun 19, 2025 · Other
- Eduardo Porras from Florida Financial Advisors, LLCJun 16, 2025 · Other
- Mathew Jason Demikat from RBC Capital Markets, LLCJun 11, 2025 · Other
- William Ehrbar from Family FinancialJun 6, 2025 · Other
- Aaron Simon from Fidelity Personal And Workplace AdvisorsJun 6, 2025 · Other
- Billy Dewayne Ray from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 4, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Usaa Investment Services CompanyMay 18, 2018 · San Antonio, Tx
- 2 joined from Cetera Investment Advisers LLCJul 11, 2017 · Tampa, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Arthur Raymond Echevarria · Chief Compliance Officersince 09/2022 · owns less than 5%
Entity owners
- Ernst & Young U.S. Llp · General Partnerdirect · owns 75% or more
- Ernst & Young Llp · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Ernst & Young Capital Advisors, LLCbroker-dealerinvestment adviserinsuranceCPO or CTAn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Secaucus, Nj · principal | 29 | 0 | 0 | ||
| Tampa, Fl | 28 | 3 | 2 | ||
| New York, Ny | 12 | 7 | 0 | ||
| Boston, Ma | 4 | 0 | 0 | ||
| San Diego, Ca | 3 | 1 | 0 | ||
| Orlando, Fl | 3 | 1 | 0 | ||
| Hoboken, Nj | 3 | 0 | 0 | ||
| Lyndhurst, Nj | 2 | 0 | 0 | ||
| Miami, Fl | 2 | 0 | 1 | ||
| Brooklyn, Ny | 2 | 0 | 0 | ||
| Buffalo, Ny | 2 | 0 | 0 | ||
| Charlotte, Nc | 2 | 1 | 0 | ||
| Clayton, Mo | 2 | 0 | 0 | ||
| Houston, Tx | 2 | 0 | 0 | ||
| Jericho, Ny | 2 | 0 | 0 | ||
| Phoenix, Az | 2 | 1 | 0 | ||
| Seattle, Wa | 2 | 0 | 0 | ||
| St Petersburg, Fl | 2 | 0 | 0 | ||
| Stamford, Ct | 2 | 0 | 0 | ||
| Dallas, Tx | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Tampa, FL42 employees
- Boston, MA
What changed
consecutive filings, newest first
- Accounts · 0.0 to unsetMay 1, 2026 to Sep 11, 2026
- Corporate clients · 30 to 20May 1, 2026 to Sep 11, 2026
- Financial planning clients · 26-50 to 26-50May 1, 2026 to Sep 11, 2026
- Discretionary RAUM · 0.0 to unsetMay 1, 2026 to Sep 11, 2026
- Non-discretionary RAUM · 0.0 to unsetMay 1, 2026 to Sep 11, 2026
- RAUM · 0.0 to unsetMay 1, 2026 to Sep 11, 2026
- Succession · false to unsetMay 1, 2026 to Sep 11, 2026
- Accounts · unset to 0.0Oct 4, 2024 to Sep 10, 2025
- Advisory employees · 160 to 140Oct 4, 2024 to Sep 10, 2025
- Corporate clients · 37 to 30Oct 4, 2024 to Sep 10, 2025
- Employees · 160 to 140Oct 4, 2024 to Sep 10, 2025
- Financial planning clients · 26-50 to 26-50Oct 4, 2024 to Sep 10, 2025
- State-registered IARs · 160 to 140Oct 4, 2024 to Sep 10, 2025
- Other offices · 2 to 1Oct 4, 2024 to Sep 10, 2025
- Discretionary RAUM · unset to 0.0Oct 4, 2024 to Sep 10, 2025
- Non-discretionary RAUM · unset to 0.0Oct 4, 2024 to Sep 10, 2025
- RAUM · unset to 0.0Oct 4, 2024 to Sep 10, 2025
- Advisory employees · 190 to 160Sep 11, 2023 to Sep 16, 2024
- Employees · 190 to 160Sep 11, 2023 to Sep 16, 2024
- State-registered IARs · 190 to 160Sep 11, 2023 to Sep 16, 2024
- Corporate clients · 40 to 37Sep 20, 2022 to Sep 7, 2023
- Corporate clients · unset to 40.0Jul 14, 2020 to Sep 21, 2021
- Financial planning clients · More than 500 to 26-50Jul 14, 2020 to Sep 21, 2021
- Other offices · 26 to 2Jul 14, 2020 to Sep 21, 2021
- Advisory employees · 180 to 190Sep 24, 2018 to Sep 26, 2019
- Employees · 180 to 190Sep 24, 2018 to Sep 26, 2019
- State-registered IARs · 180 to 190Sep 24, 2018 to Sep 26, 2019
- Advisory employees · 170 to 180Sep 27, 2017 to Sep 24, 2018
- Employees · 170 to 180Sep 27, 2017 to Sep 24, 2018
- State-registered IARs · 170 to 180Sep 27, 2017 to Sep 24, 2018
- Other offices · unset to 26.0Sep 27, 2017 to Sep 24, 2018
- Advisory employees · unset to 170.0Sep 28, 2012 to Sep 27, 2013
- Advisory activities · 2 to 3Sep 28, 2012 to Sep 27, 2013
- Employees · unset to 170.0Sep 28, 2012 to Sep 27, 2013
- State-registered IARs · unset to 170.0Sep 28, 2012 to Sep 27, 2013
- Related adviser · false to trueSep 28, 2012 to Sep 27, 2013
Signals
49 dated events
- Tracey J Breaux left Ernst & Young Investment Advisers Llp for Creative Planning (registered 2026-08-20)Aug 10, 2026 · Advisor changed firm · fact
- David M Goss left Ernst & Young Investment Advisers Llp for Facet (registered 2026-07-21)Jul 20, 2026 · Advisor changed firm · fact
- Francesca Hope Streb left Ernst & Young Investment Advisers Llp for Facet (registered 2026-05-28)Jun 8, 2026 · Advisor changed firm · fact
- Sebastian A Cooper left Ernst & Young Investment Advisers Llp for Nationwide Investment Advisors, Llc (registered 2026-08-14)Jun 1, 2026 · Advisor changed firm · fact
- Ya Ting Yang left Ernst & Young Investment Advisers Llp for Henssler Financial (registered 2026-07-13)May 29, 2026 · Advisor changed firm · fact
- Corey S Durden left Ernst & Young Investment Advisers Llp for Advice And Planning Services (registered 2026-08-18)May 19, 2026 · Advisor changed firm · fact
- Alexander Kanellopoulos no longer registered at Ernst & Young Investment Advisers Llp; no later IA registration on IAPDMar 4, 2026 · Advisor departure · fact
- Andres Guarin left Ernst & Young Investment Advisers Llp for Creative Planning (registered 2026-02-26)Jan 21, 2026 · Advisor changed firm · fact
- Billy Dewayne Ray left Ernst & Young Investment Advisers Llp for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-12-01)Oct 30, 2025 · Advisor changed firm · fact
- Eric Rodriguez left Ernst & Young Investment Advisers Llp for Core Planning (registered 2026-01-20)Jul 18, 2025 · Advisor changed firm · fact
- Brandon Michael Cisneros left Ernst & Young Investment Advisers Llp for First Command Advisory Services (registered 2025-08-06)Jun 16, 2025 · Advisor changed firm · fact
- Rhowan Babekir Ahmed left Ernst & Young Investment Advisers Llp for Thomas J. Herzfeld Advisors, Inc. (registered 2026-09-02)Apr 28, 2025 · Advisor changed firm · fact
- Onterio Devone Graham left Ernst & Young Investment Advisers Llp for Kestra Advisory Services, Llc (registered 2025-08-13)Apr 2, 2025 · Advisor changed firm · fact
- Justin Rennhack left Ernst & Young Investment Advisers Llp for Morgan Stanley (registered 2025-02-12)Jan 27, 2025 · Advisor changed firm · fact
- Yerassyl Almatyli Sundetbayev left Ernst & Young Investment Advisers Llp for Willis Johnson Wealth (registered 2025-01-23)Jan 8, 2025 · Advisor changed firm · fact
- Douglas Anthony Berti left Ernst & Young Investment Advisers Llp for Texas Assured Financial Planning Llc (registered 2025-09-03)Jan 3, 2025 · Advisor changed firm · fact
- Justin Louis Hyman left Ernst & Young Investment Advisers Llp for Webull Advisors Llc (registered 2026-04-23)Apr 22, 2024 · Advisor changed firm · fact
- Jack Earl Clemans left Ernst & Young Investment Advisers Llp for Clemans Financial (registered 2024-12-06)Apr 22, 2024 · Advisor changed firm · fact
- Valencia Brown Jones left Ernst & Young Investment Advisers Llp for Wealth Enhancement Advisory Services, Llc (registered 2025-09-03)Apr 10, 2024 · Advisor changed firm · fact
- Corey Armstrong left Ernst & Young Investment Advisers Llp for Valic Financial Advisors, Inc. (registered 2025-03-04)Apr 10, 2024 · Advisor changed firm · fact
- Alex Spencer Bethune left Ernst & Young Investment Advisers Llp for Instrumental Wealth, Llc (registered 2024-04-22)Mar 6, 2024 · Advisor changed firm · fact
- Ryan Matthew Kennedy left Ernst & Young Investment Advisers Llp for Webull Advisors Llc (registered 2026-03-23)Mar 6, 2024 · Advisor changed firm · fact
- James Matthew Weeks left Ernst & Young Investment Advisers Llp for Allegiance Financial Planning (registered 2025-06-09)Feb 29, 2024 · Advisor changed firm · fact
- Loren Christopher Krieg left Ernst & Young Investment Advisers Llp for Facet (registered 2024-01-11)Jan 3, 2024 · Advisor changed firm · fact
- Samuel Mason Westers left Ernst & Young Investment Advisers Llp for Abbit Management Corp (registered 2023-11-17)Oct 20, 2023 · Advisor changed firm · fact
- Ramon Baez-Malone left Ernst & Young Investment Advisers Llp for Empower Advisory Group, Llc (registered 2024-09-17)Oct 20, 2023 · Advisor changed firm · fact
- Lawrence Paul Milford left Ernst & Young Investment Advisers Llp for Holistic Finance Llc (registered 2026-01-21)Oct 20, 2023 · Advisor changed firm · fact
- Peter Robert Raspitzi left Ernst & Young Investment Advisers Llp for Fisher Investments (registered 2024-07-31)Aug 18, 2023 · Advisor changed firm · fact
- Benjamin Daniel Crofford left Ernst & Young Investment Advisers Llp for Advice And Planning Services (registered 2023-11-16)Jul 26, 2023 · Advisor changed firm · fact
- Francisco Javier Medina left Ernst & Young Investment Advisers Llp for Advice And Planning Services (registered 2023-08-05)Jun 15, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ernstandyoungreportedpublic record, Form ADV, Sep 17, 2026
- Website
- EY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-273-0588reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026