A••••• J• L••

• E•••••• F•••••••• E•••••• independent RIA current
  since Feb 25, 2019 · Delafield, Wi
• C•••••• S••••• • C••• I••• national BD
  Mar 22, 2007 to Jan 28, 2019 · Grand Rapids, Mi
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Feb 22, 2007 · Chicago, Il
• B••• O•• S••••••••• C••••••••• unclassified
  May 7, 2003 to Jul 6, 2005 · Petoskey, Mi

• C•••••• S••••• • C••• I••• to E•••••• F•••••••• E••••••
  left Jan 28, 2019, registered Feb 25, 2019 (28 days) · Affiliated broker-dealer or bank to independent RIA
• C•••• I••••••••• S••••••• C•••• to C•••••• S••••• • C••• I•••
  left Feb 22, 2007, registered Mar 22, 2007 (28 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address