RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jan 16, 2026 · Menlo Park, Ca
- P••• A••• W••••• A•••••••• L•• formerOct 31, 2016 to Feb 10, 2026 · P••• A•••, Ca
- S•••••• F•••••••• G••••• I••• formerSep 8, 2006 to Dec 31, 2016 · Kirkland, Wa
- P••• A••• W••••• A•••••••• L•• to C••••••left Feb 10, 2026, registered Jan 16, 2026 (-25 days) · RIA to RIA · moved with a team
- S•••••• F•••••••• G••••• I••• to P••• A••• W••••• A•••••••• L••left Dec 31, 2016, registered Oct 31, 2016 (-61 days) · Other
- R••• K•••••• S•••••• left P••• A••• W••••• A•••••••• L•• for Corient (registered 2026-01-16)Feb 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address