DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• T••

O••••••••• • C•• I•••BD affiliatedSan Francisco, Cadual registrantIAPD 4025300

Feed of 09/14/2026

Also filed as J••••• T••

At current firm

0 y

since Mar 6, 2026

In the industry

26 y

since May 22, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• • C•• I••• BD affiliated current
since Mar 6, 2026 · San Francisco, Ca
M••••• S•••••• wirehouse
Mar 8, 2024 to Jan 15, 2026 · San Francisco, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jan 1, 2010 to Mar 13, 2024 · San Francisco, Ca
U•• I••••••••• I••• unclassified
Jun 18, 2004 to Jan 1, 2010 · San Francisco, Ca
M••••• S•••••• D• I••• unclassified
Nov 13, 2000 to Jun 23, 2004 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to O••••••••• • C•• I•••
left Jan 15, 2026, registered Mar 6, 2026 (50 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Mar 13, 2024, registered Mar 8, 2024 (-5 days) · Wirehouse to wirehouse
U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to U•• I••••••••• I•••
left Jun 23, 2004, registered Jun 18, 2004 (-5 days) · Other

Signals

J••••• T•• left M••••• S•••••• for O••••••••• • C•• I••• (registered 2026-03-06)
Jan 15, 2026 · Advisor changed firm · fact
J••••• T•• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2024-03-08)
Mar 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address