DFX Intelligence
RIA Intelligence
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Registered advisor
J••• J•••• B•••
Feed of 09/14/2026
Also filed as J•••Rey J•••• B•••
At current firm
2 y
since Dec 11, 2023
In the industry
26 y
since Dec 16, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Dec 11, 2023 · Stockton, Ca
- M••••• S•••••• D• I••• unclassifiedSep 21, 2000 to Sep 16, 2005 · Modesto, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to E•••• S••••••••• L••left Sep 16, 2005, registered Dec 11, 2023 (6660 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address