RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•• D••••
- D•••• • P•••••• L•• no RAUM currentsince Aug 21, 2026 · Cockeysville, Md
- T•••••••• P••••••• F•••••••• L•• mixed wealthMay 17, 2024 to Jun 8, 2026 · Columbia, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 12, 2003 to Jun 14, 2024 · Baltimore, Md
- T•••••••• P••••••• F•••••••• L•• to D•••• • P•••••• L••left Jun 8, 2026, registered Aug 21, 2026 (74 days) · RIA to a newly registered adviser
- M•• I•••••••• S•••••••• L•• to T•••••••• P••••••• F•••••••• L••left Jun 14, 2024, registered May 17, 2024 (-28 days) · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• L•• D•••• left T•••••••• P••••••• F•••••••• L•• for D•••• • P•••••• L•• (registered 2026-08-21)Jun 8, 2026 · Advisor changed firm · fact
- J•••• L•• D•••• left M•• I•••••••• S•••••••• L•• for T•••••••• P••••••• F•••••••• L•• (registered 2024-05-17)Jun 14, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address