DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tribridge Partners Financial LLC
Latest filing Jul 17, 2026
First filing on the tape Nov 13, 2023 · 21 filings
SEC status approved since May 15, 2024
RAUM
$1.6B
reported, Item 5.F
Discretionary
25%
of RAUM
Private clients
23%
$375M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$228M
derived; firm RAUM over IAPD count
Employees
23
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.6B as of Jul 17, 2026
Apr 1, 2025$1.2B then
HNW client RAUM$353M as of Jul 17, 2026
Apr 1, 2025$127M then
State-registered IARs (5.B.3)7 as of Jul 17, 2026
Apr 1, 20258 then
Employees (5.A)23 as of Jul 17, 2026
Apr 1, 202525 then
Private funds: no history
RAUM +33% over the last fiscal yearIARs 8 to 7
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $228MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 25%derivedof RAUM
- Institutional
- 77%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +222%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $375MreportedItem 5.I
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.2B77%
- High-net-worth individuals$353M22%
- Individuals$22.2M1.4%
- Corporations and businesses$358,8760.0%
- Individual clients
- 58reported
- HNW clients
- 174reported
- Pension plan clients
- 118reported
- Charitable clients
- n/areported
- Accounts
- 535reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.23 fund_share=0.0 institutional_share=0.77 related_bd=true related_bank=true bd_reps=8.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Michael Morris | Columbia, Md | May 17, 2024 | 55 y | 1 |
| John C MorrisCertified Financial Planner | Columbia, Md | May 17, 2024 | 21 y | 1 |
| Christopher Michael Schneider | Columbia, Md | May 17, 2024 | 20 y | 2 |
| Brian Gregory Lizzi | Columbia, Md | May 17, 2024 | 21 y | 4 |
| Tacy R PaulCertified Financial Planner | Columbia, Md | May 17, 2024 | 28 y | 4 |
| Michael James Mcgowen | Columbia, Md | Oct 7, 2024 | 12 y | 2 |
| Teresa Eade | Columbia, Md | Feb 15, 2025 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- Jason Lee Ditto to Ditto & Powers, LLCJun 8, 2026 · RIA to a newly registered adviser
Joined, latest
- Michael James Mcgowen from Principal Securities, Inc.Oct 7, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Jason Lee Ditto from MML Investors Services, LLCMay 17, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Brian Gregory Lizzi from MML Investors Services, LLCMay 17, 2024 · Other
- John C Morris from MML Investors Services, LLCMay 17, 2024 · Other
- Tacy R Paul from Truist Advisory Services, Inc.May 17, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Christopher Michael Schneider from MML Investors Services, LLCMay 17, 2024 · Other
- David Michael Morris from MML Investors Services, LLCMay 17, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from MML Investors Services, LLCJun 9, 2025 · Hunt Valley, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Jason Ditto · Chief Investment Officercontrolsince 02/2024 · owns less than 5%
- Anthony Heath Hykes · Chief Executive Officercontrolsince 02/2024 · owns less than 5%
- C John Morris · Executive Vice Presidentcontrolsince 04/2024 · owns less than 5%
- Michael Christopher Schneider · Chief Operating Officercontrolsince 02/2024 · owns less than 5%
- Anthony Heath Hykes · Chief Executive Officercontrolsince 02/2024 · owns 25% to 50% of Tbp Group LLC
- C John Morris · Executive Vice Presidentcontrolsince 02/2024 · owns 25% to 50% of Tbp Group LLC
- Dane Richard Rianhard · Founding Principalcontrolsince 02/2024 · owns 25% to 50% of Tbp Group LLC
- Paul Younkins · Chief Innovation Officercontrolsince 02/2024 · owns 25% to 50% of Tbp Group LLC
- Dan Ehly · Senior Vice Presidentsince 06/2026 · owns less than 5%
- J Craig Reid · Chief Executive Officersince 06/2026 · owns less than 5%
- Cooper Ashleigh Swayze · Chief Compliance Officersince 09/2024 · owns less than 5%
- F. Alexandra Von Ferstel · Secretarysince 06/2026 · owns less than 5%
Entity owners
- Marsh & Mclennan Agency LLC · Shareholderdirect · owns 75% or more
- Tbp Group LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbia, Md · principal | 7 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 17, 2026institutional share of RAUM of 77% against a peer median of 3% (1362 comparable advisers, 100.0th percentile, 18.4 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 100% percentile
- control person changedChange between filings · filing Jul 17, 2026MORRIS, JOHN, C (EXECUTIVE VICE PRESIDENT) left Schedule A between the filings of 2024-04-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 17, 2026DITTO, JASON, LEE (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-04-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 17, 2026SCHNEIDER, CHRISTOPHER, MICHAEL (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-04-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 17, 2026RIANHARD, RICHARD, DANE (FOUNDING PRINCIPAL) left Schedule A between the filings of 2024-04-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 17, 2026HYKES, HEATH, ANTHONY (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-04-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 17, 2026YOUNKINS, PAUL (CHIEF INNOVATION OFFICER) left Schedule A between the filings of 2024-04-26 and 2026-07-17peers: independent wealth managers, $1B to $5B (1,362)
- account count surgeChange between filings · filing Feb 24, 2026accounts (Item 5.F.2.f) moved from 257.0 to 535.0 (+108.0%) between the annual amendments of 2025-04-01 and 2026-02-24; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 96% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7Feb 24, 2026 to Jun 30, 2026
- Employees · 25 to 23Feb 24, 2026 to Jun 30, 2026
- State-registered IARs · 8 to 7Feb 24, 2026 to Jun 30, 2026
- Related adviser · false to trueFeb 24, 2026 to Jun 30, 2026
- Related bank · false to trueFeb 24, 2026 to Jun 30, 2026
- Related broker-dealer · false to trueFeb 24, 2026 to Jun 30, 2026
- Accounts · 257 to 535Apr 1, 2025 to Feb 24, 2026
- Corporate clients · 1 to 2Apr 1, 2025 to Feb 24, 2026
- HNW clients · 56 to 174Apr 1, 2025 to Feb 24, 2026
- Individual clients · 16 to 58Apr 1, 2025 to Feb 24, 2026
- Pension plan clients · 100 to 118Apr 1, 2025 to Feb 24, 2026
- Discretionary RAUM · $182M to $407MApr 1, 2025 to Feb 24, 2026
- HNW RAUM · $127M to $353MApr 1, 2025 to Feb 24, 2026
- Individual RAUM · $3.2M to $22.2MApr 1, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $1.0B to $1.2BApr 1, 2025 to Feb 24, 2026
- Pension RAUM · $1.1B to $1.2BApr 1, 2025 to Feb 24, 2026
- RAUM · $1.2B to $1.6BApr 1, 2025 to Feb 24, 2026
- Accounts · 0 to 257Dec 5, 2024 to Apr 1, 2025
- Corporate clients · unset to 1.0Dec 5, 2024 to Apr 1, 2025
- HNW clients · unset to 56.0Dec 5, 2024 to Apr 1, 2025
- Individual clients · unset to 16.0Dec 5, 2024 to Apr 1, 2025
- Pension plan clients · unset to 100.0Dec 5, 2024 to Apr 1, 2025
- Financial planning clients · 0 to 11-25Dec 5, 2024 to Apr 1, 2025
- Discretionary RAUM · $0 to $182MDec 5, 2024 to Apr 1, 2025
- HNW RAUM · $0 to $127MDec 5, 2024 to Apr 1, 2025
- Individual RAUM · $0 to $3.2MDec 5, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $0 to $1.0BDec 5, 2024 to Apr 1, 2025
- Pension RAUM · $0 to $1.1BDec 5, 2024 to Apr 1, 2025
- RAUM · $0 to $1.2BDec 5, 2024 to Apr 1, 2025
- Wrap assets (manager) · unset to 0.0Apr 26, 2024 to May 20, 2024
- Wrap assets (sponsor) · unset to 0.0Apr 26, 2024 to May 20, 2024
- Related adviser · true to falseFeb 22, 2024 to Apr 9, 2024
- Business name · TRIBRIDGE WEALTH MANAGEMENT LLC to TRIBRIDGE PARTNERS FINANCIAL LLCFeb 16, 2024 to Feb 22, 2024
- Legal name · TRIBRIDGE WEALTH MANAGEMENT LLC to TRIBRIDGE PARTNERS FINANCIAL LLCFeb 16, 2024 to Feb 22, 2024
- Related adviser · false to trueDec 18, 2023 to Feb 16, 2024
- Business name · TRIBRIDGE WEALTH ADVISORS LLC to TRIBRIDGE WEALTH MANAGEMENT LLCNov 13, 2023 to Nov 28, 2023
- Legal name · TRIBRIDGE WEALTH ADVISORS LLC to TRIBRIDGE WEALTH MANAGEMENT LLCNov 13, 2023 to Nov 28, 2023
Signals
14 dated events
- Jason Lee Ditto left Tribridge Partners Financial Llc for Ditto & Powers, Llc (registered 2026-08-21)Jun 8, 2026 · Advisor changed firm · fact
- Tribridge Partners Financial Llc reported RAUM $1.6B, up 33% from $1.2B (2025-04-01 to 2026-02-24)Feb 24, 2026 · RAUM change · derived
- 3 advisors left MML Investors Services, LLC (Hunt Valley, MD) for Tribridge Partners Financial LLC on the same dayJun 9, 2025 · Team lift-out · derived
- Lee Jason Ditto (Chief Investment Officer) appeared on Schedule A of Tribridge Partners Financial LlcApr 26, 2024 · Control person joined · fact
- Michael Christopher Schneider (Chief Operating Officer) appeared on Schedule A of Tribridge Partners Financial LlcApr 26, 2024 · Control person joined · fact
- Anthony Heath Hykes (Member) appeared on Schedule A of Tribridge Partners Financial LlcFeb 16, 2024 · Control person joined · fact
- C John Morris (Member) appeared on Schedule A of Tribridge Partners Financial LlcFeb 16, 2024 · Control person joined · fact
- Dane Richard Rianhard (Member) appeared on Schedule A of Tribridge Partners Financial LlcFeb 16, 2024 · Control person joined · fact
- Paul Younkins (Member) appeared on Schedule A of Tribridge Partners Financial LlcFeb 16, 2024 · Control person joined · fact
- Dane Richard Rianhard (Member) no longer on Schedule A of Tribridge Partners Financial Llc (listed 2023-11-30, absent 2023-12-18)Dec 18, 2023 · Control person left · inference
- Paul Younkins (Member) no longer on Schedule A of Tribridge Partners Financial Llc (listed 2023-11-30, absent 2023-12-18)Dec 18, 2023 · Control person left · inference
- C John Morris (Member) no longer on Schedule A of Tribridge Partners Financial Llc (listed 2023-11-30, absent 2023-12-18)Dec 18, 2023 · Control person left · inference
- Anthony Heath Hykes (Member) no longer on Schedule A of Tribridge Partners Financial Llc (listed 2023-11-30, absent 2023-12-18)Dec 18, 2023 · Control person left · inference
- Tribridge Wealth Advisors Llc filed its initial SEC registration (Form ADV)Nov 13, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 240-422-8799reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-333-6399reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- tribridgepartnersfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 240-422-8799reportedpublic record, Form ADV, Jul 17, 2026
- Contact form
- tribridgepartnersfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- tribridgepartnersfinancial.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $228Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026