RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W•••••• W••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Sep 15, 2016 · Grand R•••••, Mi
- F•••••••• E•••••• A•••••• C•••••• L•• formerJul 5, 2016 to Dec 1, 2016 · Overland Park, Ks
- T•• M••••• F••• S•••• unclassifiedNov 18, 2014 to Jul 26, 2016 · Grand R•••••, Mi
- T••••••••• R•••••• L•• formerMay 21, 2010 to Jul 12, 2016 · Grand R•••••, Mi
- O•••• F•• I••• formerNov 14, 2003 to Jun 23, 2004 · Fort Wayne, In
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Dec 1, 2016, registered Sep 15, 2016 (-77 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Jul 26, 2016, registered Jul 5, 2016 (-21 days) · Other
- T••••••••• R•••••• L•• to T•• M••••• F••• S••••left Jul 12, 2016, registered Nov 18, 2014 (-602 days) · Other
- O•••• F•• I••• to T••••••••• R•••••• L••left Jun 23, 2004, registered May 21, 2010 (2158 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address